Equity–Linked Pension Schemes with Guarantees

نویسندگان

  • J. Aase Nielsen
  • Klaus Sandmann
  • Erik Schlögl
چکیده

This paper analyses the relationship between the level of a return guarantee in an equity–linked pension scheme and the proportion of an investor’s contribution needed to finance this guarantee. Three types of schemes are considered: investment guarantee, contribution guarantee and participation surplus. The evaluation of each scheme involves pricing an Asian option, for which relatively tight upper and lower bounds can be calculated in a numerically efficient manner. We find a negative (and for two contract specifications also concave) relationship between the participation in the surplus return of the investment strategy and the guarantee level in terms of a minimum rate of return. Furthermore, the introduction of a possibility of early termination of the contract (e.g. due to the death of the investor) has no qualitative and very little quantitative impact on this relationship. Version: May 2009

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تاریخ انتشار 2009